USDA Forest Service Sourcebook of State Groundwater Laws in 2005

 
(Note: Excerpted. Visit the following website address/URL for details regarding each of the 42 states in which National Forest lands are located: http://www.fs.fed.us/biology/resources/pubs/watershed/rights_uses/state_gw_laws_2005.rtf
States excluded are: Connecticut, Delaware, Hawaii, Iowa, Maryland, Massachusetts, New Jersey, and Rhode Island. Also excluded is the Commonwealth of Puerto Rico. The savvy reader is asked to consider that Language Deception can be afoot below.)

 
June 2006

 

This document was co-authored by Matthew Chapman, then a Presidential Management Intern at the USDA [United States Department of Agriculture] Forest Service headquarters and an attorney formerly in private practice; Stephen Glasser, Water Rights and Uses Program Leader with the USDA Forest Service based in Washington, D.C.; Jack Gipsman and Lois Witte, attorneys with the USDA Office of the General Counsel [OGC] http://www.usda.gov/wps/portal/!ut/p/_s.7_0_A/7_0_1OB?contentidonly=true&navid=AGENCIES_OFFICES&contentid=OGC_Index.xml located in San Francisco and Denver respectively. Work on this document began in late 2000. 

Since then, many revisions and updates were made by Stephen Glasser, [which] resulted in this version in June 2005.

This document is one part of a four-part "package" of documents prepared to assist the many Forest Service and OGC personnel in implementing the new ground water resource management program of the USDA Forest Service launched in 2005.

The other parts include: (1) FSM 2543 and FSM 2880 policy direction; (2) a Technical Guide to Managing Ground Water; and (3) an Inventory and Monitoring Guide.

The USDA Forest Service is dedicated to the principle of multiple use management of the Nation's forest resources for sustained yields of water, wood, forage, wildlife and recreation. 

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USDA is committed to making the information materials accessible to all USDA customers and employees.


Introduction and User Guidance


This is a compilation of current state laws, selected regulations and case law governing ground water in the 42 states in which National Forest System lands are located. States excluded are: Connecticut, Maryland, Massachusetts, Rhode Island, New Jersey, Delaware, Iowa, and Hawaii. The Commonwealth of Puerto Rico is also excluded. The report is intended to be used as a handy reference source by USDA Office of the General Counsel and Forest Service personnel that need this information in managing ground water underlying or near National Forest System lands.  Information in this report is never to be used by Forest Service personnel as a substitute for legal advice of the USDA Office of the General Counsel.

This report forms one part of a four-part document system for ground water management on the national forests and grasslands. The other three parts are: Forest Service policy on ground water in FSM 2543 and FSM 2880, (2) an Inventory and Monitoring Guide and, (3) a Forest Service Technical Guide to Managing Ground Water written by an interagency team of experts in the science and management of ground water. The policy and technical guide are scheduled for release in 2005. All three parts, when complete, are intended to provide Forest Service line officers and technical specialists at all field locations with the policy, science and legal dimensions of ground water resource management for the first time. The Forest Service user of this document is strongly encouraged to refer to all three documents when dealing with a ground water resource issue to gain necessary insights on how to proceed.


The Federal Reserved Rights Doctrine


While the central focus of this document is an overview of certain state laws affecting ground water, federal law may have limited application when allocating ground water resources. 

This doctrine is known as reserved rights, and applies to land reserved from the public domain. 

When the Federal government reserved land from the public domain, it also implicitly or sometimes explicitly, reserved the water needed to fulfill the reservation's primary legislative purpose. 

As part of the creation of national forests, water rights were reserved for the purposes of securing favorable conditions of water flows and to furnish a continuous supply of timber. 

The U.S. Supreme Court rejected the United States' claim of reserved water rights for maintenance of in-stream flows, recreation, stock watering and wildlife within the Gila National Forest.  

The amount of water reserved is "only that amount of water necessary to fulfill the purpose of the reservation, no more." However, the reservation encompasses an amount of water "sufficient for the future requirements of the area reserved." The date of the reservation establishes the priority right and the water right applies only to previously unappropriated waters.

In Cappaert, the Supreme Court held that the reservation of land withdrawn under the American Antiquities Preservation Act, reserved subterranean water necessary for the maintenance of the Devil's Hole pupfish, and the United States did not have to perfect its water rights according to state law. However, in doing so the Supreme Court refused to define the sub-surface waters where the pupfish lived as "ground water." 

The Supreme Court and Circuit Courts of Appeal have never made a determination as to whether the reserved rights doctrine applies to water lying beneath federal lands.

The federal courts have substantially left the question of whether reserved rights in ground water exist for a later day. Wyoming and Arizona have addressed whether there are federally reserved rights in ground water. Arizona came to the conclusion that the federal government did have reserved rights in stationary ground water and that those reserved rights entitle the federal government to greater protection than permittees with only state law rights. (See section on Arizona Water Law)

Should federal courts establish that the federal government has reserved rights in ground water, federal agencies will still be presented by similar difficulties encountered from the New Mexico decision, namely that the use of the ground water would be confined to the statutory purposes of the reservation of the land.


State Law and Allocation of Ground Water for Federal Uses: Legal Framework for Ground Water in the United States


Rights to use ground water are regulated by states through application of common law, state statutes and regulations, or judicial precedent. 

The ownership and allocation rules applicable to ground water are usually different from those applying to surface water. 

The following is a brief overview of ground water law in the United States. 

While ground water schemes can be divided into a few general categories, there are variations in every state.

The USDA Office of General Counsel should be consulted as specific questions arise regarding ground water. 

States generally follow one of five basic systems of ground water allocation systems: the "English" rule of absolute ownership; (2) the "American" rule of reasonable use; (3) the prior appropriation rule; (4) the correlative rights rule, and (5) regulated riparianism.


Absolute Ownership


The absolute ownership doctrine is based on the English precedent of a landowner owning the airspace above and the soil beneath one's property.

Under this doctrine, the landowner overlying an aquifer has an absolute right to extract all ground water from the aquifer beneath the landowner's property. The overlying landowner can pump as much water as needed without regard to the needs or effect on other overlying landowners. 

The doctrine worked well in areas where abundant water was available. 

However, the drawbacks of the doctrine became apparent in the arid environment of the western states.

Most of the states that initially followed this rule abandoned it during the late nineteenth and early twentieth century in favor of the reasonable use or "American" rule. 

States still following the absolute ownership rule include: Connecticut, Georgia, Indiana, Louisiana, Maine, Massachusetts, Mississippi, Ohio, Rhode Island, and Texas. 

Most of these states have added a permit system to this legal doctrine as a practical matter.


Reasonable Use


The reasonable use rule is a modified absolute ownership rule wherein ground water use by an overlying landowner must be "reasonable" and must be used for a beneficial purpose on the overlying land. Use of ground water on non-overlying land is considered unreasonable. Reasonableness is based on such factors as well location, amount of water, and the proposed use and placement of the water. Waste of water is not a reasonable use if it interferes with the right of adjacent landowners to use the water for the beneficial use of their overlying lands. If the requirements of the rule are met, a landowner may withdraw ground water even if doing so deprives another landowner of the reasonable use of the ground water. 

States applying the reasonable use rule include: Alabama, Florida, Illinois, Kentucky, Maryland, New York, North Carolina and Tennessee. Most of these states also use a permit system to track water uses.


Prior Application


The prior appropriation doctrine gives priority to ground water users who put ground water to beneficial uses that are first in time. During water shortages, first in time appropriators have priority over later appropriators. Many states have statutory systems requiring permits to establish priority use.

Idaho, Kansas, Montana, Nevada, New Mexico, North Dakota, Oregon, South Dakota, Utah, and Wyoming apply the doctrine of prior appropriation to ground water. 

California applies it where surplus water exists above the needs of overlying owners. 

Arizona, once an absolute ownership state, now has a statutory scheme that creates Active Ground water Management Areas, grandfathers pre-1980 water rights in these areas and sets up a permit administration system. 

The states of Colorado, Kansas, Montana, Nebraska, Nevada, New Mexico, Washington, and Oregon have combined prior appropriation with critical area legislation to designate areas where new pumping may be prohibited and existing pumping may be restricted to preserve an acceptable amount of ground water. 

Courts in Idaho have upheld limiting water available for extraction to the annual recharge rate and have issued injunctions against junior wells that exceed reasonably anticipated future rate of recharge. 

Arizona, Colorado and New Mexico further limit ground water mining and extraction to a rate that will restore the aquifer to the level necessary for economically feasible extraction.

Some states exempt ground water that is a by-product of secondary oil and gas recovery (Wyoming), geothermal resources (California), or water from mine dewatering (New Mexico).


Correlative Rights


The correlative rights doctrine gives each overlying property owner a common right to the reasonable, beneficial use of the basin supply on the overlying land. This is similar to the doctrine of riparian rights to surface water. All overlying landowners have equal rights to the percolating ground water and all must share in any water shortages. However, overlying landowners do not have a right to maintenance of the natural water table. 

The states that adopted the correlative rights doctrine include Arkansas, California, Delaware, Minnesota, Missouri, Nebraska and New Jersey.

Subject to future requirements on overlying lands, ground water that is surplus to the needs of overlying owners is available for appropriation for uses on non-overlying land. The burden of proof is on the appropriator to prove that a surplus exists beyond prior vested-right uses of overlying landowners. In the event of a shortage, overlying landowners have first priority. Some uses of ground water on land overlying a basin have been held to constitute appropriative uses. For example, the public use of ground water is typically not an overlying use. Municipalities or public water agencies generally have appropriative rights, not overlying rights, to the water pumped from a ground water basin to supply their customers. They do not exercise the overlying rights of their inhabitants.  


Regulated Riparianism


Compared to the common law derived riparian rights described above, this system mandates that a permit from a state agency be obtained prior to a water withdrawal. The rights of water users are determined by the permits' terms and conditions for a reasonable use of the water that are designed to protect other users and the public interest. Importantly, the water can be conveyed to non-riparian lands, and the permits have a set duration, often three to twenty years.

Most western, eastern and Midwestern states now have a permit system for ground water extraction. Permit requirements differ in each state. Some states require a permit for all extractions. Others require permits where water is proposed to be withdrawn from certain designated areas. Some states have a common permit system for surface and ground water.  

The definition of "beneficial use" is a critical issue in analyzing ground water law in any state. Some uses are universally considered to be beneficial, i.e., the use of water for domestic, agricultural irrigation, manufacturing or stock watering purposes. However, the states differ on whether protection of fish, recreation, aesthetic, or scenic uses are beneficial uses of water.  

Many of the eastern states have applied their regulated riparian laws to ground and surface waters. Several states apply separate regulatory schemes to each type of water, even involving the same legal principles, and a few have enacted regulated riparian statutes that apply only to ground water. These statutes have similar provisions and operate with similar good and bad points as do regulated riparian laws for surface waters. There is no perfect law.

The rest of this report deals with specific state laws, regulations, and some court rulings that govern or affect ground water resources in the forty-two states that contain National Forest System lands, but not lands used exclusively for research facilities.

 

http://www.fs.fed.us/biology/resources/pubs/watershed/rights_uses/state_gw_laws_2005.rtf (99 pages)