Wisconsin wants tribal water ruling
reconsidered
November 6, 2001
Having lost the latest round in a long battle against tribal
sovereignty, the state of Wisconsin is asking a federal appeals
court for a second chance to prove the Sokaogon Band of Ojibwe
shouldn't control the quality of water on the Mole Lake Reservation.
In September, the 7th Circuit Court of Appeals upheld the tribe's
right to enact tough water standards, even if they affect
non-Indians elsewhere. By unanimous decision, a three-judge panel of
the court said the tribe "demonstrated that its water resources
are essential to its survival" and should be allowed to develop
its own programs.
But the state on Friday asked the full panel of the court to hear
the case all over again. If the court agrees, Wisconsin will get
another chance to convince 11 judges it is sole authority.
The dispute centers on a still controversial set of regulations
implemented during the Clinton administration. Under the Clean Air
Act and the Clean Water Act, the Environmental Protection Agency is
allowed to treat tribes as states.
The designation recognizes a tribe's authority to enact
environmental standards that have an impact beyond reservation
borders. For this reason, a number of states and industry -- whom
EPA officials call "the usual suspects" -- have challenged
the treatment as states, or TAS, program.
in the case at hand, a mining company's plans for a 55 million-ton
zinc-copper sulfide mine would be limited by the TAS designation for
the Sokaogon Band of Lake Superior Ojibwe. The mine would be located
about a mile upstream from the reservation and the tribe's water
standards could be so high as to make the project unfeasible for
both the company and the state, which stands to benefit financially.
The mine has drawn the opposition of tribal officials, members and
environmentalists. In particular, tribal members who depend on Rice
Lake for food, water, medicine and other subsistence purposes say
the project would devastate their traditional lifestyle.
The tribe's reliance on the lake helped convince the 7th Circuit of
the necessity of the TAS designation. Additionally, the court
considered that all 1,850 acres of the reservation are
tribally-owned.
Since the ruling was unanimous, there isn't any indication that the
state would succeed the second time around. But that hasn't stopped
states throughout the country from continuing to challenge tribal
authority.
Earlier this year, New Mexico, South Dakota, Michigan and Nevada
asked the Supreme Court to invalidate clean air regulations
affecting Indian Country. The Supreme Court declined to hear the
case in March.
New Mexico previously took its water dispute with Isleta Pueblo to
the Supreme Court and lost. Wisconsin has been more successful --
the threat of litigation forced the withdrawal of TAS designations
for three tribes.
If the full panel of the 7th Circuit agrees to rehear the case, it
take up to another year for a decision to be handed down. Barring a
reconsideration, the state could also seek Supreme Court review.
Additional researched, recommended reading:
=====
National Tribal Environmental Council Air Programs
Minutes from the National Designation & Implementation Work
Group
PART 11. MEETING SUMMARY
Tribal Designations and Implementation Workgroup
U.S. EPA Region V Offices, Chicago Illinois
August 23-24, 2001
(Note: The following is posted in the public domain on the Internet,
so its warnings are moot.) PRIVILEGED AND CONFIDENTIAL. DO NOT CITE,
QUOTE, OR RELEASE. THIS IS A DELIBERATIVE DOCUMENT AND DOES NOT
REPRESENT EPA POLICY, NOR HAS IT BEEN REVIEWED BY MANAGEMENT OR THE
OFFICE OF GENERAL COUNSEL
|
|
INTRODUCTION
The Tribal Designation and Implementation Work Group held
a conference call on September 25, 2003. The call was held
to discuss the upcoming face-to-face meeting in St. Louis,
Missouri on November 3-4, 2003, hear about the Work Group
web site, and receive a presentation about Early Action
Compacts from the U.S. Environmental Protection Agency
(EPA).
Return to Table of Contents
BACKGROUND
The Tribal Designation and Implementation work group
(work group) held a meeting on August 23-24, 2001 at the
U.S. Environmental Protection Agency (EPA) Region V offices
in Chicago Illinois. The meeting was held to foster
communication and establish relationships between EPA and
Indian Tribes as the planning process to attain the National
Ambient Air Quality Standards (NAAQS) proceeds. Because EPA
realizes that the Clean Air Act does not address how the
provisions of the Act apply to Tribes, EPA wants to hear
Tribal concerns and develop policies to implement the new
standards in a way that meets Tribal needs. In addition, the
meeting provided an opportunity for EPA to present air
program information to the Tribal members of the work group.
Return to Table of Contents
ORGANIZATION OF THIS
SUMMARY
This meeting summary consolidates work group discussion
held over two days of presentations and discussion on items
of concern to the tribes, including funding and previously
identified designation and implementation issues.
Consequently, the topics are not always in chronological
order. Where it made sense, we consolidated information in
one place. The summary is still divided into two sections:
DAY ONE, section A. 1-9, and DAY TWO, section B. 1-7. You
will note in day one, A. 1-9, we included some of the
discussion that arose in the course of the presentations,
and labeled it as such. Please refer to the action item list
presented in part I and the flip chart notes in Appendix B
to be sure we covered the essence of the meeting in this
summary.
During the first day of the meeting, EPA staff gave
informational presentations on a number of air quality
program topics. Tribal representatives identified new issues
responding to the presented material and these are
identified as "Discussion" and
"Presentation". Both presentation and discussion
topics are captured under the following nine headings:
Return to Table of Contents
A. DAY 1 - PRESENTATIONS AND
DISCUSSION
1. Discussion: Role of the
Tribal Designations and Implementation Work Group
After significant discussion begun by Jill Sherman,
Chair, the work group came to these conclusions. The Tribal
Designations and Implementation work group is a group of
Tribal environmental professionals whose goal is to talk
through issues and develop options regarding designations
and implementation of the NAAQS in Indian country. It is
understood that the work group cannot make designation
recommendations as a work group. The work group meets to
talk, listen and exchange ideas. The work group may provide
information to tribal governments, who in turn may make
recommendations to EPA on policies and guidance that may
affect them. For example, Tribes could develop a prototype
letter recommending a certain course of action that could be
used by the individual Tribal governments. The work group
will develop options for addressing concerns. At a later
point Tribes may make recommendations to EPA about guidance
and implementation as a group or individually.
The Tribes expressed confusion regarding what types of
recommendations to make to EPA. After a long discussion, the
group concluded that the work group will discuss designation
process and implementation issues for the new standards
which can later be formed into recommendations to EPA by the
tribes. A separate matter is the designation recommendation
that each tribe can choose to make at a much later date for
the 8-hour ozone standard. That recommendation would be
based on future EPA policy and guidance and their own unique
situation. (Formal designation recommendations are not a
requirement of the Clean Air Act and Tribes do not need to
make them.) Before EPA designates any area it will discuss
the Tribe's recommendation with the Tribe outside the work
group process. Tribal representatives asked EPA staff if
they had seen the designation recommendations that several
Tribes had already prepared and submitted. EPA stated they
did, and added that those designations would be revisited.
One Tribal work group member described himself as the
messenger who will keep his Tribal government informed about
the progress of the work group, and by actions considered by
a Tribal caucus.
Tribal members expressed concern that "EPA was going
down one track and the Tribes another." EPA wrote
guidance last year describing how Tribes can participate in
the designation process. This was before the Tribes became
involved. The Tribes are just now scrambling to put together
air programs. EPA agreed that we failed to coordinate and
consult with the tribes in the past. We hope this present
effort will help improve our ability to coordinate on future
designations and implementation activities. For example, the
work group will educate EPA on Tribal needs and concerns and
provide an opportunity for the Tribes to meaningfully
influence policy decisions, and in turn EPA will educate the
Tribes on air programs. Tribal members prepared and
distributed a list of issues at the meeting. Included in
this list are items that deal with the purpose of the work
group (see Issues Developed by the Tribal Caucus in appendix
).
The work group concluded that the Tribes involved in the
work group discussions with EPA could later make
recommendations to EPA on policy and guidance concerning the
designations process and implementation of the standards.
EPA said the Tribes can make individual recommendations, but
that it might be best to come up with a "tribal
opinion" to create maximum impact. The Tribes can also
develop a prototype letter that individual Tribal
governments can use regarding the designation process and
how they would like to see the standards implemented.
Action Item:
Revisit guidance and determine a process for making formal
designation recommendations.
Return to Table of Contents
2. Discussion: Tribal
Concerns
Designation Process Issues
Tribal members expressed concern that reservations were
designated without Tribal consultation or notification. They
requested that EPA rethink its approach regarding past
designations. EPA said it can look at current designations
on a case-by-case basis and possibly take an "error
correction" approach. Tribal members asked if EPA is
required to make designations for Tribes. EPA said yes. The
legislative authority is required by Section 107 (d) of the
Clean Air Act. These designations should be made considering
the input from the Governor or Tribal Leader. We recognize
this was not done on the earlier standards and want to
change that for this next round.
One Tribal member asked if EPA could designate an area as
"unclassified". EPA responded that there was not a
separate unclassifiable designation, but
"attainment/unclassifiable" does exist as a
designation. Tribes pointed to several examples of counties
in certain states which were split into distinctly different
designations. They asked if this practice could be applied
to a reservation surrounded by a nonatttainment area where
the Tribe did not contribute pollution. The work group
requested further discussion on this topic by the work
group. Tribal members also asked if there were any
advantages to having a nonattainment designation. One person
thought Congestion, Mitigation/Air Quality Improvement
Program (CMAQ) funds were available for nonattainment areas.
The Gila River Indian Community (GRIC) member said they
considered prevention of significant deterioration (PSD)
permits but decided they could not deal with it. GRIC is
concerned that states use tribal lands to dilute pollutant
concentrations in their models.
A question arose about non-federally recognized Tribes.
Do non-federally recognized Tribes have equal status with
Federally recognized Tribes? Is EPA required to consult with
non-federally recognized Tribes? The answer is that EPA is
bound by the authority in the CAA. EPA can help non-
federally recognized Tribes, but can only deal
government-to-government with Federally recognized Tribes.
Follow-up Items:
Consider nonattainment, geographic, and reservation
boundaries. Review EPA policy on consolidated metropolitan
statistical areas (CMSAs). Discuss why some areas
(counties) are split into different areas for designation
purposes. Can Tribes use a similar approach when
considering designation status?
EPA offered the option of revisiting past designations
via error correction notices on a case-by-case basis based
on air quality and other information.
Funding
Tribal members stated that sufficient funding to perform
the tribal program work is not available from EPA. They are
concerned that Tribes must compete for funding. Although
States also claim to be underfunded, they are guaranteed
funding. Tribal representatives said that Tribes must also
be guaranteed funding. Tribes are also frustrated that there
is no forum to discuss funding issues. Without funding, no
work can be done. Tribes need technical and financial
support to work on designations and implementation. One
Tribal member stated they attended the Chicago meeting
specifically to discuss funding issues. Darrel Harmon,
202-564-7416, identified himself as the primary contact for
funding concerns.
EPA stressed that, although funding is important, the
Chicago meeting was not the correct forum to discuss this
issue. The EPA staff responsible for the work group are
technical people who deal with designation and
implementation issues, not budget issues. However, EPA staff
will take the Tribes' funding message to their EPA managers.
There are EPA staff who work on the budget at higher levels
and are trying to get the Tribes a "bigger piece of the
pie." The budget process is complex and much bigger
than EPA, as the money ultimately comes from Congress. It
was suggested that a better way to address the funding issue
may be through the Tribal Operations Council (TOC). Ondrea
Barber shared a letter written by the Inter Tribal Council
of Arizona to EPA in April 2000. (See attachment: include
file from Ondrea)
The effects of a nonattainment designation on
transportation money and CMAQ funds was discussed. Tribal
members asked how Tribes can get access to CMAQ funds. One
Tribal member noted that Tribes can use General Assistance
Program (GAP) funds grants for air quality planning and
capacity building, but the GAP program is currently short on
funds.
The National Tribal Environmental Council (NTEC) is
establishing a National Tribal Air Committee (NTAC) with a
permanent standing committee to address global issues such
as funding. NTAC will investigate mechanisms to increase the
funding pie, which is the real issue. The structure and
issues for NTAC are just now developing, but Tribes will
hear more about this in the future. Contact: Bill Grantham
at NTEC, 505 242-2175.
Consultation
Formal consultation with Tribes will occur when EPA is
ready to do a rule or guidance document. The work group and
this meeting are not considered part of the formal
consultation process. One Tribal member suggested that EPA
should be doing outreach with the tribes on agency policies
by making appointments with the Tribes for the purpose of
consultation. Presently there is not adequate EPA staff to
do this. Another Tribal member pointed out there is no
Agency-wide guidance for working with the Tribes. EPA said
that AIEO is in charge of an agency wide effort to develop
an agency consultation policy with the tribes. Apart from
consultation, the work group will keep the TOC abreast of
developments, and each tribal representative can keep their
leadership aware of what is going on.
Tribal Contact List
Tribal members expressed concern that there is no
accurate up-to-date Tribal contact list for use by EPA, the
Tribes, and other organizations.
Action item:
Darrel Harmon and AIEO agreed to update and maintain a
Tribal contact list.
Definitions:
Tribes requested definitions for several abbreviations.
Here they are:
VOC - volatile organic compound - means
any compound of carbon, excluding carbon monoxide, carbon
dioxide, carbonic acid, metallic carbides or carbonates, and
ammonium carbonate, which participates in atmospheric
photochemical reactions. A list of 44 compounds, or classes
of compounds, are excluded from being considered VOC on the
grounds that they have negligible photochemical reactivity.
The definition of VOC, with the list of exempt compounds, is
found at 40 CFR 51.100 (s).
NMHC - non-methane hydrocarbons -
Generally all organic compounds (even though some oxygenated
organic compounds are not strictly speaking hydrocarbons)
with methane subtracted out. EPA test method 25 uses an
instrument which subtracts out methane and reports
non-methane hydrocarbons in a gas stream being tested.
NRHC - non-reactive hydrocarbons - are
the organic compounds which are exempted in the definition
of VOC because of negligible reactivity.
ROG/ROC b-reactive organic
gases/reactive organic compounds - are terms usually used to
refer to VOC, or sometimes to NMHC.. Since these terms may
be used rather loosely, it is best to see how the person
using the term defines it.
Return to Table of Contents
3. Presentation: Monitoring
EPA gave a presentation on air quality monitoring which
included information on why ambient monitoring is important;
the monitoring program objectives, components, description
and federal/state relationship; Tribal monitoring and the
TAMS Center; and PM monitoring.
Tribal members expressed concern that Tribal lands were
designated without appropriate monitoring. They also
expressed a lack of trust in monitoring done by states, and
their desire to do their own. Can EPA perform monitoring on
Tribal lands that do not have sources? Why are rolling
averages (rather than block averages) used for ozone and who
makes that decision? EPA decided to use rolling averages
because this method catches block averages and values
occurring earlier or later, is a true peak 8-hour average,
and is generally tighter.
Further explanation from EPA: As applied to the 8-hour
ozone NAAQS, rolling 8-hr averages allow calculation of the
maximum 8-hr average during any given day. That maximum 8-hr
average for each day is the only block of time used for that
day. Only the fourth highest daily maximum 8-hr average is
selected for the entire ozone season. That fourth highest
daily maximum 8-hr average is used to calculate whether the
three year average is at or above 0.085 ppm, which is used
in determining whether an area would be in attainment or
not. To the extent that block averages do not capture the
maximum daily 8-hr average, a rolling average is more
stringent and, thus, provides more health protection than a
block average.
Note from Ellen Baldridge: Block averages treat each
group of 8 hours as being independent of each other. This
assumption overlooks the fact that emissions and precursors
accumulate over time in a continuous fashion. Therefore any
group of 8 continuous hours is a valid estimate of
accumulated exposure. Since the health standards are based
on human exposure to poor air quality, rolling averages
which reflect continuous conditions are more appropriate for
us to use.
Tribal members also expressed concern that there are not
enough monitors on Tribal lands. EPA said that resources do
not allow monitors in all areas of the country. EPA must
rely on other tools such as interpolating data, called
"krieging". EPA staff said that some areas don't
want monitors because it is a "smoking gun." EPA
can also determine if an area is in violation of the NAAQS
without a monitor in place. [Note from Ellen Baldridge:
Examples mentioned were use of photochemical grid models and
statistical models to estimate air quality level between
monitoring sites.] Tribal members questioned EPA about the
size of the area that an off-reservation monitor represents.
The "representativeness" of a monitor is a future
issue for work group discussion.
Tribes asked to have more input regarding the placement
of monitors and suggested that EPA inform the Tribes about
the monitoring strategy in use in the Tribes' State and
region. EPA explained that our national monitoring strategy
is being reviewed by a national group. It will lay out
national priorities for the distribution of monitors and at
the same time provide flexibility for states and tribes to
monitor in a way that addresses their needs. EPA included
Tribes in the committee to develop this strategy, and will
discuss it with the Tribes this Fall. EPA staff reported
that eight ozone monitors, operated by the Tribes, are on
Tribal lands and more monitors are planned. These monitors
are clean for ozone. Ozone levels being recorded at these
sites are below the level of the NAAQS. [Ellen Baldridge:
"clean" might be interpreted as observed levels
below natural background.]
Return to Table of Contents
4. Presentation: Tribal
Implementation Plan (TIP)
The work group held discussion about the purpose and need
for Tribes to develop TIPs. TIPs are not required and there
are no sanctions or deadlines imposed. Not all Tribes will
need to develop a TIP. Tribal programs are designed to meet
the needs of each Tribe. Sections 103 and 105 funding is not
dependent upon a Tribe having a TIP.
TIPs can be built incrementally. TIPs are used to
regulate sources within Tribal jurisdictions for the
criteria pollutants, i.e. ozone, PM, Pb, S02, CO and NOx.
Questions arose regarding TIP contents if an area is clean,
if a TIP can be used to control off-reservation sources, and
if a TIP in a nonattainment area will have its own emission
budget. EPA described the TIP as a tool to keep areas clean
and to control on-reservation sources. EPA staff also
suggested that in the process of developing the TIP, a Tribe
will come to understand off-reservation sources and develop
relationships with neighboring regulators.
EPA explained that a TIP is not needed by all tribes or
tribal air programs. The tribe should develop their tribal
air program based on their own needs and priorities. Tribal
air programs can consist of activities that don't require
TIPs.
Tribal members were concerned about the timing of EPA's
draft TIP guidance document. One Tribal member thought that
the TIP guidance would become a rule. EPA said this document
is not a rule but is designed to provide general background
to tribal environmental professionals in developing a TIP.
More specific guidance on designation and implementation
needs to be developed in addition to this basic guidance
document. The draft document is now available for review on
the EPA Tribal web site. The guidance document will be
especially helpful for Tribes new to air issues. Since the
guidance is not a highly technical document, it could be
used as a tool by environmental professionals to explain air
programs to the Tribal leadership.
The draft TIP Guidance does not address the transport
issue in detail, but it does contain some information on 126
and the Regional Haze rule. EPA described the TIP as a tool
to keep an area clean and control sources within Tribal
jurisdiction; however, a TIP cannot control off-reservation
sources.
Return to Table of Contents
5. Discussion: Transboundary
/ Transport
Tribal members expressed concern that, although Tribal
lands are designated nonattainment, they are not often the
source of the pollution. Reservations are often in
"defense mode," trying to preserve clean
conditions while surrounded by counties in nonattainment.
The work group agreed that in many cases, Tribal lands are
the "receivers" of pollution from off-reservation
sources. Tribes feel they have little or no control over
transport from neighboring jurisdictions.
Several avenues for addressing this problem were
discussed, including: public comment process on the
surrounding SIPs or permits, getting Treatment in a manner
similar to State approval (TAS), and the Section 126
petition process. States should also have a plan for
pollution transport in their State Implementation Plan
(SIP). It was suggested that under Section 505, Tribes can
apply for eligibility, which may also help Tribes deal with
off-reservation sources. (OAQPS will investigate this.) Also
see day-two discussion of Transport of Pollution and
Trans-boundary Issues below for more dialogue and Action
Items related to this topic.
Return to Table of Contents
6. Presentation: Emission
Inventories
EPA gave a presentation about emissions inventories that
covered what an emissions inventory is; its role in
designations and implementation; how to obtain inventory
information; and what the National Emission Inventory is and
why Tribes should participate.
The group discussed gathering emissions data from sources
on Tribal lands. Tribal members asked if Tribes need to have
jurisdiction to get the data. EPA said normally you need
jurisdiction in order to have authority over a source.
However, one Tribal staff member reported that he was
successful getting data informally from off-reservation
sources by personally approaching them. Another reported
that, while he was initially turned down, facility managers
from sources off the reservation now regularly share
information with him.
The work group generally agreed that Tribes will need
help from EPA to get the needed inventory data and discussed
several options. EPA can write letters to facility managers
to try and get the data. Title V permits, now on the
Internet, are another source of information, and EPA is
currently creating a web site for access to Title V permit
data. EPA Regional offices may also help deal with
regulators to get source information. Scorecard.org has data
available, as well as many hyperlinks to other sources of
information.
A Tribal member asked if emission inventories contained
data from prescribed burning - agricultural and wildland.
EPA stated that these emission are handled through the smoke
management plan process. Tribal members expressed concern
about the effects of prescribed fire and will look to EPA to
ensure that Federal agencies such as the U.S. Forest Service
is burning appropriately.
Action Item:
Inform the Tribes about prescribed burning issues and
policy evolution.
Return to Table of Contents
7. Presentation: Modeling
EPA gave a presentation about air quality modeling. The
presentation covered what models are; how models work, their
role in the air quality management process; and where to get
additional information about models.
The work group discussed "NOx scavenging" and
"NOx disbenefit" and the impact on the levels of
other pollutants. [EB: EPA encouraged the group to
investigate what may initially appear as a "NOx dis-benefits".
Look closely at all of the information and consider changes
in ozone downwind of sources as well as near sources. Also
consider whether or not the increase in ozone causes an
exceedance vs elevated levels remaining below the NAAQS.
What may appear as a local single cell disbenefit may be a
widespread downwind benefit.] One Tribal member asked how
models handle mountainous terrain and their effect on
deposition and transport. EPA stated that the models account
for mountains and their effects. For example terrain height
is part of the input data used to develop wind fields.
Tribal members asked about training and it was reported that
the Western Regional Air Partnership (WRAP) has a modeling
center at the University of California- Riverside which
provides training and help to Tribes. EPA also provides
models training to the Regional Planning Organizations (RPO).
Bill Grantham from NTEC Volunteered to coordinate tribal
training on modeling. (Check with Bill).
EPA explained the method of assigning a value for an area
without a monitor, i.e. "kreiging". The method
uses data from surrounding monitors.
Return to Table of Contents
8. Presentation: Particulate
Matter (PM), Visibility, and Regional Haze
EPA gave a presentation covering PM, visibility, and the
regional haze rule. The presentation explained the PM10 and
PM2.5 national standards and basic PM facts; the history of
the visibility program, and the regional planning
organizations' (RPO) role in helping to develop regional
haze plans.
The work group discussed the roles of EPA, Federal Land
Managers (FLM), and the States in the regional haze program.
Tribal members asked how much influence the FLM will have in
denying new sources that will affect visibility in Federal
Class I areas. EPA said that FLMs can only make
recommendations, not stop new sources from building.
Work group members expressed concern regarding older
California power plants which may restart operations because
of the energy crisis. Tribal members asked if power plants
must aggregate their impact on Class I areas if, for
example, several power plants are located in one area.
Tribal members noted the lack of guidance to deal with PM.
Tribal members asked EPA if the meeting discussion was only
ozone focused or also applies to other pollutants. EPA
stated that the work group is intended to address other
pollutants as well. Action Item:
Action Item:
Gather and distribute available guidance document for
criteria pollutants other than ozone.
Return to Table of Contents
9. Presentation: Differences
Between States and Tribes / SIPs and TIPs
EPA and Members of the Gila River Indian Community (GRIC)
gave a presentation which included information about their
air quality program, and SIPs and TIPs. The GRIC is
currently developing a comprehensive TIP and they shared
their experience with the work group. (Gila River: please
review; we may not have captured all your issues).
In the process of preparing their TIP, the GRIC
identified a number of key differences between TIPs and SIPs.
Tribes have the option to manage air quality or rely on EPA
to do it for them. Tribes also have greater flexibility and
no schedules. However, the process of TIP development also
uncovered a number of unforeseen discrepancies between SIPs
and TIPs as outlined below:
- Do Tribes have equal status to regulate air quality?
- Designations are not based on reservation
boundaries
- Practical enforceability (emission limits)
- Difficult to impossible for Tribes to get offsets
- States use Tribal lands to dilute pollutant
concentration in modeling domain
- States have control over Tribes (through offsets,
economic development, etc.)
- Tribes have no control over transport from neighboring
jurisdictions
- EPA uses a large area around violating State/local
monitors as the basis for Tribal designations
- Tribes are not treated in the same manner as States
for the purpose of designations and redesignations
Tribal members expressed concern that EPA treats Tribes
in the same manner as EPA treats States. The Tribal members
stressed that "Tribes are not States" and there
are key differences in how EPA must work with the Tribes.
EPA members are learning that States and Tribes are not the
same, and thanked the Tribal members for reminding them.
Tribal members asked how EPA supported the States when
the NAAQS were first promulgated. EPA described how Congress
provided the grant money, and EPA provided assistance with
SIPs and with legal issues involved in developing their
laws. It took a long time for the State programs to develop,
over a thirty year period. Tribes are just beginning.
B. DAY 2 - DESIGNATIONS AND
IMPLEMENTATION ISSUES DISCUSSION
The second day's discussion focused on the designation
process and implementation issues which Tribal
representatives identified. Work group members developed
summary paragraphs to describe each identified issue and
distributed them prior to the Chicago meeting. (See Appendix
A for this document.)
At the Chicago meeting, Tribal work group members named
those designation process and implementation issues that
they considered particularly important. The issues are
listed below in the order of their identified significance:
- Transport of pollution and trans-boundary issues (8
checks)
- Process where no air quality data exists (5 checks)
- Economic impacts (under both implementation issues and
designation issues) (4 checks)
- Criteria for nonattainment for Indian country
experiencing unhealthy air quality (2 checks)
- Criteria for nonattainment/room for flexibility for
Tribes (2 checks)
- Monitoring (1 check)
- Designation of Indian lands (1 check)
- Treatment as state (0 checks)
Return to Table of Contents
The work group's day-two discussion centered around these
issues. The following content describes the work group's
discussion.
1. Transport of Pollution and
Trans-boundary Issues
The central question is will Tribes be able to hold
outside parties accountable for pollution? Tribal members
are concerned that Indian lands are impacted by nearby urban
areas and they have no leverage to deal with this problem.
One Tribal member described the transport issue as a
"Catch-22 situation" because Tribes are designated
as nonattainment and there is nothing, or little, they can
do to change the designation. EPA agreed and thought that
one of the deficiencies of the Clean Air Act is that it
"assumes if you monitor the problem, you are the
problem." EPA also discussed how, in the past, EPA
identified areas of influence (AOI) and areas of violation (AOV).
Transport is a difficult problem to deal with because of the
wording of the Clean Air Act.
Tribes can explore the existing tools (for example,
Section 126 petitions), previously discussed, to deal with
this issue. Section 126 petitions were discussed as a tool
for objecting to off reservation pollution problems. Tribal
members asked if this was an option for the Tribes and what
the legal requirement might be. Some members reminded the
group that the TAR entitled a Tribe to "treatment as a
state" status. One Tribal member asked if the TAR could
be modified to ensure tribes could use 126, but EPA
cautioned that the TAR could then be open to new litigation.
Could EPA do a Section 126 petition on behalf of a Tribe?
EPA thought not, because it creates a situation where EPA is
petitioning itself. Who are Section 126 petitions submitted
to? EPA explained that the petitions go to EPA and the
petitioner must name the sources and counties, define the
geographic area, and provide a technical justification. The
petitioner must show that the reservation is not the source
of the pollution. Tribes without reservations asked if they
could make use of 126 petitions.
EPA's trust responsibility to the Tribes was discussed.
Tribal members feel it is a fundamental issue for the
Federal government to protect the air on reservations.
Tribal members are concerned that EPA is not fulfilling its
responsibility because the Agency is not stepping in soon
enough to deal with the transport issue. Section 110 was
also discussed as a possible way to deal with pollution
transport. Does it apply to tribes? Section 110 requires
that each state must prevent transport of pollutants or take
action.
Options:
- Tribes can submit TIPs
- Explore Section 107 (TAS) and the 126 Petition process
- Does TAR entitle Tribes to be treated as states for
the purposes of a 126 petition?
- Can EPA do a 126 petition on be half of a Tribe?
- Does EPA's trust responsibility apply to transport of
pollution?
- Explore Section 110 and transport
- What does section 505 provide?
Follow-up Item:
Discuss transboundary / transport issues, other options to
influence control strategies outside Tribal jurisdiction,
and eligibility under Section 110, 126, and 505.
2. Process Where Indian
Country is in Nonattainment Area (presumed unhealthy air
quality) and No Air Quality Data Exists
Tribal representatives questioned the challenge of
assigning a designation in Indian country which lacked
actual data. Tribal members stated that Tribal lands are
often "eco-environments" in attainment, while the
surrounding area is designated nonattainment. They
questioned why Tribal lands should be so adversely effected
when they have no industry creating the pollution. Tribal
members asked how they could prove that their lands are in
attainment. Tribal members thought that the burden-of-proof
for a designation should be on EPA and not on the Tribe.
Tribal members asked that their lands be redesignated. EPA
offered to consider making a section 110 error correction
notice on a case-by-case basis based on air quality and
other information. Tribes questioned if, for future
designations, EPA should continue to presume nonattainment
until proven otherwise.
Tribes explained a concern about the CMSA concept as
applied to tribes. EPA suggested revisiting the tribal
guidance reviewing the criteria factors, including the CSMA
concept in the Tribal guidance (Tribal guidance, June 2000).
Although there is logic to using the CMSA approach in the
east, it does not always work with Tribes in some of the
western parts of the U.S. Tribal members consider it part of
EPA's trust responsibility to fund studies to determine if a
reservation is in attainment or nonattainment. They also
believe it is EPA's responsibility to develop mitigation
approaches for reservations.
Options:
Consider case-by-case approach to granting error
correction notices
Action Item:
Revisit Tribal Guidance
Return to Table of Contents
3. Economic Impacts
The work group held discussion regarding the economic
effects of air quality designations on Tribes. A balanced
implementation approach between the States and Reservations
was discussed. Nonattainment designations set-up
requirements that might limit economic development and new
industry locating on the reservation. One tribe expressed
concern that they might not be included in the emissions
baseline. Tribes are also concerned about the disincentive
for economic development because States were "given
offsets", but not Tribes.
Several Tribal members expressed concern that emissions
trading was not in keeping with their Tribal philosophy. The
pros and cons of an emissions credit trading were discussed
as follows:
|
| Emission Credit Trading |
| Pros |
Cons |
| Ability to trade credits |
License to pollute - Not in
keeping with some Tribes' philosophy |
| Ability to retire credits |
How to allocate credits
Granting waiver has a negative environmental impact
Offsets difficult to obtain |
|
Options:
- Tribes want emission credits included in the baseline
- Tribes want the ability to build credits. (Tribal
members asked where offsets and credits come from.)
- Tribes want to increase emission credits in baseline -
make a credit bank for Tribes (precedent in WRAP)
- "Waive out" of offsets, and state access to
the tribal credit pool needs to be addressed. Formula
needed for tribes to get credits as they are retired.
- Tribes requested a waiver from offset requirements (LAER
would still apply)
Return to Table of Contents
4. Criteria for Nonattainment
/ Room For Flexibility For Tribes
Tribes in nonattainment areas that have no sources should
receive more flexibility from EPA. The effects of a
nonattainment designation on transportation money and CMAQ
funds was discussed. More funds may be available for
nonattainment areas. Tribal members asked how Tribes can get
access to CMAQ funds. It was noted that Tribes can use GAP
grants for air quality planning and capacity building, but
the GAP program is currently short on funds. One tribal
member asked about surplus equipment such as monitors for
use on Tribal lands. EPA will look into this.
Tribal members expressed hope that the Tribes would have
equal status with STAPPA/ALAPCO in developing the
implementation guidance for the new NAAQS. EPA stated that
STAPPA/ALAPCO has not yet submitted their ideas but will
share them with the work group when they are received.
Action item:
Consider the eleven criteria for designations in the
Tribal Guidance.
Return to Table of Contents
5. Monitoring
Tribal members expressed concern that some designations
are based on information from monitors located many miles
from a reservation boundary. They questioned the size of the
monitoring area that EPA considers. EPA responded that the
area size is decided on a case-by-case basis. Tribal members
also expressed concerns about the "representativeness"
of the data collected by the states. They asked if their
lands were designated nonattainment for the 1-hour standard,
will they automatically roll over to an 8-hour nonattainment
designation.
Tribal members asked if EPA will train the Tribes to do
monitoring. EPA reported that the TAMS center offers
training courses. Ozone training is planned for 2002-2003.
One Tribal member thought that the States may be willing to
help with training and set-up of monitors. Another Tribal
member reported that their local agency offered the Tribe
spare meteorological equipment. He suggested that Tribes
open the door and establish a relationship with state and
local people before seeking other avenues of paying for
equipment or assistance. Discussion developed about Tribal
relations with State and local agencies and accepting help
from them. One Tribal member thought that history may be one
reason for poor relations with the State and local agencies.
Often Tribes must give data to get something in return, and
only Tribal governments can approve data exchange. Another
Tribal member also reported poor relations with the State
agency.
Options:
- used equipment from the states
- get involved in SAMWIG
- TAMS training
- investigate "representativeness" of state
monitoring data on tribal lands
Return to Table of Contents
6. Designation of Indian
Lands That Fall Outside Norm
Some Federally recognized Tribes are located on lands
that fall outside the normal definition of Indian Country or
Reservation, e.g. most Tribal lands in Alaska. A large
proportion of Tribes do not have Federally recognized lands.
Without reservation boundaries many problems develop. How
will this designations and implementation process effect
Tribes without Tribal lands? Discussion developed how Tribes
in Oklahoma are dealing with a similar situation. EPA says
that Tribes do have jurisdiction whether or not they have
formal reservations. The work group decided that EPA will
form a sub-group with EPA Regions 10 and 6, Oklahoma Tribes,
Alaskan Tribes, and OGC's Federal Indian Law specialists to
discuss Indian land without reservations.
Tribal members expressed concern that there was no EPA
Region 10 representative at the meeting. EPA members
explained that EPA Region 10 was out of travel funds for
this fiscal year.
Options:
- Create unique classification, once designated
- Develop guidance for Alaskan Tribes.
Follow-up item:
Set-up a sub-group with EPA Regions 10 and 6, Oklahoma
Tribes, Francis Chin, and OGC's Federal Indian Law
specialists to discuss Tribes without reservations.
Return to Table of Contents
7. Treatment-as-State (TAS)
Are there any advantages or disadvantages for Tribes to
seek delegated (Treatment -As-State) authority under Section
107? TAS was described as an option for Tribes and a way for
Tribes to take a more pro-active approach regarding
designations. TAS may be a way for Tribes to access the
Section 126 petition process. TAS is specific to a
particular program. Tribal program capability should not be
seen as a barrier to seeking TAS.
Options:
- Explore the Section 126 process for Tribes
- More flexibility needed from EPA for Tribes without a
program and with no contributing sources
- Possible to knock on the door of an off-reservation
source to obtain data
- Go to EPA to request back-up assistance to control a
problem source
- How to handle agricultural burning?
NEXT STEPS
The work group decided to hold conference calls every
other month. The next work group conference call will be
held on September 27, 2001 at 3:00 p.m. EDT. The sub-groups
will hold conference calls approximately every three weeks.
Tribal members asked to consider the time zone difference
when setting up the meetings. Work group members agreed that
Thursdays are generally a good day to meet.
- Rework work group guidelines
- Prepare and distribute meeting minutes
- Prepare an issue paper that integrates issues and
actions for work group review and comment
- Follow-up on parking lot issues
- Form sub-groups to work on issues identified by the
work group:
- Patricia Byrd will head the Designations sub-group
- Chuck Patterson will head the Implementation
sub-group
- Randy Ashley will head the Resource sub-group
- Form a separate sub-group to discuss Tribes without
reservations
- Next work group meeting - conference call on September
27, 2001 at 3:00 p.m. EDT
ACTION ITEMS
The table below contains a list of Action Items developed
by the work group during the Chicago meeting. The table
indicates who will take the lead to accomplish the item.
Similar items are combined and may represent discussion
held at different times throughout the two-day meeting.
ISSUES DEVELOPED BY TRIBAL CAUCUS
(This document was developed by the Tribal members of the
work group and distributed at the Chicago Meeting on
August 24, 2001.)
- Clarification of Work Group purpose:
What was said,
What the interpretation is, What will be done
-
Consultation:
Participation
for Tribe's in decision-making process
Increased Funding for Tribes:
Non-competitive
-
Development of timeframes:
For responses
to Tribes
-
Inter-Regional Coordination:
Standardization
of programs
-
Re-visit 8 hour Guidance
-
Exploration of tribal options of:
Section 126
Section 107
Delegation designation
-
Consideration of process to expedite "TAS"
-
Sensitivity to Tribal Situation/Perspective
-
Reclassification of Tribes:
EPA assist w/
development of data
Re-Acquire/Transfer
"unused" monitors for Tribes
-
Non-Attainment status applied to Tribes be dismissed:
Lack of
involvement in Process
Return to Table of Contents
TRIBAL DESIGNATIONS AND IMPLEMENTATION WORK GROUP -
AUGUST 23-24, 2001 MEETING ATTENDEES
|
| Name |
Tribe/Organization |
Address |
City, State |
Phone |
Fax |
Email |
| Randy Ashley |
Confederated Salish &
Kootenai Tribes |
P.O. Box 278 |
Pablo, MT 59855 |
406-675-2700 |
: |
randya@cskt.org |
| Ondrea Barber |
Environmental Program
Coordinator
Inter Tribal Council of Arizona Inc. |
2214 North Central Ave. |
Phoenix, AZ 85004 |
602-258-4822 |
602-258-4825 |
ondrea.barber@itcaonline.com |
| Dan Blair |
Gila River Indian Community |
P.O. Box 97 |
Sacaton, AZ 85247 |
520-562-2234 |
520-562-2245 |
air@gilanet.net |
| Adrian Borgias |
Kootenai Tribe |
PO Box 1269 |
Bonners Ferry, ID 83805 |
: |
: |
adriane@kootenai.org |
| Patricia Byrd |
Soboba Band of Luiseno
Indians |
23904 Soboba Road |
San Jacinto, CA 92581 |
909-654-2765 |
909-654-4198 |
prbyrd81@hotmail.com |
| Francis Chin |
Consortium of 11 Tribes
Maniilaq Association |
733 2nd Avenue |
Kotzebue, AK |
907-442-7673 |
907-442-7678 |
fchin@maniilaq.org |
| Alissa Dickerson |
Air Quality Specialist
Bad River Band of Lake Superior Chippewa (Proud) |
1 Maple St. |
Odanah, WI 54861 |
715-682-7123 |
: |
air@badriver.com |
| Terence Garcia |
San Idefonso Pueblo |
Route 5 Box 315 A |
Santa Fe, New Mexico 87506 |
505-455-2273 |
: |
tgarcia@cnsp.com |
| Bill Grantham |
National Tribal
Environmental Council |
2221 Rio Grand Blvd NW |
Albuquerque, NM 87104 |
505-242-2175 |
505-242-2654 |
bgrantham@ntec.org |
| Nina Hapner |
Wiyot Tribe, Table Bluff
Reservation |
1000 Wiyot Drive |
Loleta, CA 95551 |
707-733-5055 |
: |
epa@humboldt1.com
or nina@wiyot.com |
| Bernadette Hudnell |
Mississippi Band of Choctaw
Indians |
P.O. Box 6013 |
Philadelphia, MS |
601-650-7447 |
601-650-9402 |
bhudnell@choctaw.org |
| David Jones |
Robinson Rancheria Band of
Pomo Indians |
P.O. Box 1580 |
Nice, CA 95464 |
707-275-0205 |
707-275-0470 |
gpick1@hotmail.com |
| Jeff Mears |
Environmental and Health
Director
Oneida Tribe of Indians of Wisconsin |
P.O. Box 365 |
Oneida, WI 54155 |
920 497-5812 |
: |
Jmears@oneidanation.org |
| Eric Nicolar |
Penobscot Indian Nation
Department of Natural Resources |
6 River Road |
Indian Island, ME 04468 |
207-827-1649, ext. 139 |
207-827-0493 |
cleanair@penobscotnation.org |
| Chuck Patterson |
La Jolla Band of Luiseno
Indians |
22000 Hwy 76 |
Pauma Valley, CA 92061 |
760-742-3790 |
760-742-1704 |
LJEPA@aol.com |
| Julie Ramone |
Air Quality Specialist,
Fort McDowell Yavapai Nation |
P.O. Box 17779 |
Fountain Hills, AZ 85269 |
480-816-7208 |
480-837-6073 |
julie_ramone@hotmail.com |
| Lisa Riener |
Quinault Nations
Air Quality Program Manager |
P.O. Box 189 |
Taholah, WA |
360-276-8211, ext.484 |
|
lriener@quinault.org |
| Rosanne Sanchez |
All Indian Pueblo Council
Program Manager |
PO Box 400 |
Albuquerque, NM 87103 |
505-884-0480, ext. 570 |
|
rsanchez@aipc-poep.com |
| Gary Schuettpelz |
Menominee Tribe |
PO Box 670 |
Keshena, WI 54135 |
715 799-6152 |
|
gschuett@itol.com |
| Jill Sherman |
Pechanga Band of Luiseno
Indians
Pechanga Indian Reservation |
P.O. Box 1477 |
Temecula, CA 92598 |
909-506-1850 |
909-676-2037 |
jsherman@pechanga.org |
| Syndi Smallwood |
Native American
Environmental Protection Coalition |
P.O. Box 248 |
Valley Center, CA 92082 |
760-751-8686 |
|
naepcair@netscape.net |
| Brandy Toft |
Leech Lake Band of Ojibwe
Division of Resource Mgmt |
6530 Highway 2 NW |
Cass Lake, MN 56633 |
218-335-7412 |
218-335-7430 |
airllbo@paulbunyan.net |
| Janet Travis |
Gila River Indian Community |
P.O. Box 97 |
Sacaton, AZ 85247 |
520-562-2234 |
|
jtravis@gilanet.net |
| Roger Turner |
Shoshone-Bannock Tribes |
P.O. Box 306 |
Fort Hall, ID 83203 |
208-478-3853 |
208-478-3897 |
rturner@shoshonebannocktribes.com
or airquality@shoshonebannocktribes.com |
|
EPA ATTENDEES
|
| Name |
Organization |
Address |
City, State |
Phone |
Fax |
Email |
| Ellen Baldridge |
EMAD |
|
|
|
|
|
| Barbara Bauer |
E.H. Pechan &
Associates, Inc. |
3622 Lychan Parkway, Suite
2002 |
Durham, NC 27707 |
919-493-3144 ext 188 |
919-493-3182 |
barbara.bauer@pechan.com |
| Faye Blondin |
Region 5, EPA |
|
|
|
|
|
| David Cole |
OAQPS |
|
|
|
|
|
| Tonya Fish |
AIEO |
|
|
|
|
fish.tonya@epa.gov |
| Ben Giwojna |
Region 5 |
|
|
|
|
giwojna.benjamin@epa.gov |
| Ray Gregory |
Region 4, AP&TMD |
61 Forsyth St |
Atlanta, GA 30303 |
404-562-9116 |
404-562-9019 |
gregory.ray@epa.gov |
| Darrel Harmon |
OAR |
|
|
|
|
harmon.darrel@epa.gov |
| Tom Helms |
|
|
919-541-5527 |
|
helms.tom@epa.gov |
| Julie McClintock |
OAQPS |
|
|
919 541-5339 |
|
mcclintock.julie@epa.gov |
| Doug McDaniel |
Region 9 |
|
|
415-744-1246 |
|
mcdaniel.doug@epa.gov |
| Laura McKelvey |
OAQPS |
|
|
919-541-5497 |
|
mckelvey.laura@epa.gov |
| David Misenheimer |
EMAD |
|
|
|
|
|
| Annie Nikbakht |
|
|
|
919-541-5246 |
|
nikbakht.annie@epa.gov |
| Jacqueline Nwia |
Region 5 |
|
|
312-886-6081 |
|
nwia.jacqueline@epa.gov |
| Joe Paisie |
|
|
|
919-541-5556 |
|
paisie.joe@epa.gov |
| Sharon Reinders |
|
|
|
919-541-8284 |
|
reinders.sharon@epa.gov |
| Randy Terry |
Region 4, AP&TMD
Atlanta Federal Center |
61 Forsyth St., S.W. |
Atlanta, GA 30303-3104 |
404-562-9032 |
404-562-9019 |
terry.randy@epa.gov
|
|
Return to Table of Contents
APPENDIX A
ISSUES FOR TRIBAL DESIGNATIONS AND IMPLEMENTATION
WORK GROUP
IMPLEMENTATION ISSUES
- Monitoring - Lisa Reiner
Issue: Monitoring on Tribal Lands- validity and
representativeness of air quality monitoring data
Discussion:
It is important that tribes be afforded the opportunity to
monitor for air quality on tribal lands. Tribes need to be
able to build the capacity of their air quality programs.
Monitoring is one aspect of an entire air quality program.
Monitoring for air quality involves many different
aspects:
- Location of the monitor- Where does the tribe want
the monitor located? (What aspect of air quality will
be monitored?) Is it near tribal housing? Does the air
quality effect local tribal members who have questions
about the air quality? Is the monitor located near
local problem areas for air quality such as nearby
freeways, industry, or agricultural lands that are
regularly burned? Is the monitor located to address
human health issues, or is the monitor located by
tribes in order to test the ambient air quality for
trans-boundary issues?
- Validity of the air quality monitoring -EPA-Region
Ten, only. Tribes are asked by the funding agency, the
EPA (Region 10), to have a "Quality Assurance
Plan" in place, for their air quality monitoring.
This asks the tribes to write up a report that shows
how and when the machines will be calibrated, if the
machines will have air filters, who will analyze the
filters, and in what manner, etc., and what outside
agency, or group will operate the quarterly testing of
the equipment for validity. This gives the tribes, and
the funding agency, assurance that the data quality
will be valid.
- Tribes are considered "sovereign nations",
by the EPA. Therefore it is important that they be
given the air quality program resources to monitor the
air on the Reservation. This is an issue of trust.
Historically there needs to be trust between tribal
members and governmental agencies. This trust begins
when tribes, if they so choose, can be given the
opportunity to monitor the Reservation air.
- Transport of Pollution and Trans-boundary Issues -
Bill Grantham
Issue: Will Tribes be able to hold outside parties
accountable for pollution?
Discussion:
Relationship to NAAQS Tribal Implementation: Many tribes
which are potentially in non-attainment areas are subject
to transboundary emissions from sources in non-tribal
jurisdictions. Assuming that designation issues for a
particular tribe are resolved and it is determined that
the air quality on the Reservation is not in attainment
with the NAAQS, it may be necessary and appropriate to
address off-Reservation sources in order to bring the
tribal land back into attainment.
Possible Mechanisms:
1. CAA § 126: CAA § 126 (42 U.S.C. 7426) requires
states to notify other nearby states prior to permitting
sources which may affect those other states. It also
provides states with the opportunity to petition EPA to
make a finding that another state's sources are
significantly contributing to non-attainment in the
petitioner state. Tribes may wish to utilize the § 126
process. Potential Issues:
- Does a tribe need "Treatment as State"
status to invoke a § 126 petition? (Clearly a tribe
which has received a determination of eligibility
could utilize 126, but it is not clear that such a
determination is a prerequisite)
- If a tribe has not yet received a determination of
eligibility, could/would EPA make a 126-type
determination on its own initiative, under the TAR,
specifically 42 U.S.C. 49.11(a) (EPA will promulgate a
FIP as necessary and appropriate to protect air
quality where tribe does not do TIP). (This may be an
issue if the timing requirements for TIP approval are
not compatible with the attainment timeline)
- What are the technical requirements of a 126
petition? Would the lack of tribal monitoring data be
problematic?
2. Class I Designation: Under CAA § 164(e), a tribe
may re-designate its territory to "Class I"
status, which has the effect of limiting the amount by
which air quality may degrade, notwithstanding attainment
with the NAAQS. This provides the tribe with the ability
to challenge state permits to new sources which the tribe
believes will cause a decrease in the tribes air quality
in excess of the allowable amount. This would trigger a
dispute resolution process arbitrated by EPA. The
resulting agreement, or resolution by EPA if there is no
agreement, becomes an enforceable part of the applicable
plan (SIP or FIP). Potential Issues:
- What, if any, bearing would Class I status have on a
TIP or FIP for a tribe in non-attainment?
- If the Reservation is non-attainment, by definition
the PSD increment will have been consumed. Thus any
emissions reaching the Reservation would contribute to
a PSD violation. What are the implications of this?
- Would tribal class I PSD requirements be subsumed
under the NSR requirements for the area (BACT and
offset requirements), or could there be additional
requirements due to the class I status?
3. Other Mechanisms?
Are there other provisions/procedures which can be
utilized by tribes and EPA to insure that impacts of
off-Reservation sources are addressed, while providing
equitable treatment of economic development on tribal
lands?
- Criteria for Nonattainment / Room for Flexibility for
Tribes - Chuck Patterson
Issue:
Nonattainment criteria and flexibility
Discussion:
A "nonattainment area" is a geographic area in
which the level of a "criteria air pollutant" is
higher than the level allowed by Federal standards. A
single geographic area may have acceptable levels of one
critical air pollutant but unacceptable levels of one or
more other critical pollutants. A geographic location can,
thus, be both an attainment and nonattainment area. It has
been estimated that 60% of Americans live in nonattainment
areas and further investigation likely will reveal Indian
Reservations are no exception.
Most Reservations, however, have not been monitored for
air quality. A survey of Tribes, therefore, indicated that
a dire need exists to monitor Tribal lands before they can
be classified as nonattainment (or attainment) areas,
particularly regarding the implementation process. Perhaps
we are putting the cart before the horse and, because we
are a relatively new work group, should concentrate more
on the designations process. That is, focus on long term
goals and objectives, and the means by which be will
fulfill our aims.
Nonetheless, regarding implementations, criteria for
nonattainment, and room for flexibility:
- All implementation issues have an impact on
classification of nonattainment
- Monitoring as a means of classification will be
essential at some stage of project development
- Transport of pollutants and boundary issues will be
extremely critical and should be a major component in
considering flexibility of classification (a good
example is Tribal involvement in the EPA Border XXI
U.S./Mexico Border Projects)
- Funding is going to be an issue; where will funds
come from when air quality resources are limited.
Remember, too, individual state regulations will play a
role in all of this. California (Region IX) likely is one
of the most stringent. Nevertheless, the Tribes will
require some flexibility, at least in the initial stages
of establishing nonattainment criteria. My suggestion is
we congregate in Chicago, conduct a meeting, gather
information, and the Tribes can suggest to the EPA how we
can best accomplish the goals and objectives set forth
during the meeting. The EPA, in turn, can do the same.
But, again, at this time regarding nonattainment, focus on
designations. I am not attempting to negate any
responsibilities and will gladly assist in this area. But
all my research and visits with other Tribes indicates
this is the area of focus.
- Classification of Indian Lands - Francis Chin
Issue:
Definition of Indian Country or Reservation
Discussion:
Some Federally recognized tribes may be located on lands
that may fall outside the normal definition of Indian
Country or Reservation, e.g. most tribal lands in Alaska
and some in the other States. Indian Country therefore,
includes lands and places where all and any Native
Americans, including Native Hawaiians and Alaska Natives
gather, live, work, and subsist.
- Economic Impacts - Lisa Reiner
Issue:
What economic impacts will tribes deal with in this air
quality designation process with the EPA?
Discussion:
1. Unemployment is typically high on tribal Reservations.
Jobs are important to tribal members. Will the EPA air
quality designations stop industry on some tribal lands?
2. How will the effects of a designation such as
attainment, non-attainment, or unclassifiable effect the
ability of a tribe to bring more industry or jobs into the
area?
3. The EPA has established a presumption that where an
ozone monitor shows a violation, the entire Metropolitan
Statistical Area should be designated as non-attainment.
In some cases tribes, who do not themselves have
industrial emission sources, are effected by the ozone
violations outside of their tribal boundaries. Thus the
Tribe not only has bad air to breathe, but their own
interests in industrial economic development can be
curtailed.
4. Designation of an area as non-attainment triggers
requirements for additional measures to bring the area
into attainment of the NAAQS. One aspect of this is new
source review. It is the requirement that emissions from
new sources be offset by reductions from existing sources.
Is this fair to tribes who are struggling for economic
parity with the larger economy?
2. DESIGNATION PROCESS ISSUES
- Economic Impacts - Dan Blair
Issue::
Economic concerns of Tribes designated nonattainment, Gila
River
Discussion:
The major concern that GRIC has concerning the
Nonattainment status of the northern 1/3 of the Community
deals with the inability to locate industrial facilities
within this portion of the Community. In addition, the
perception that Air Quality at GRIC is unhealthy based on
the current nonattainment designation raises concern for
most Tribal Members. The Gila River Indian Community
maintains that air quality at GRIC meets the NAAQS and was
arbitrarily included in the Maricopa County nonattainment
area based solely on political boundaries. No monitoring
or modeling has been conducted to support the current
nonattainment designation. Additionally, the Community was
not consulted during the designation process which
resulted in the nonattainment status for the northern
portion of the Community. The following bullet items have
arisen during the GRIC TIP development process as a result
of being designated nonattainment. Tribes that have lands
that are designated nonattainment will have to consider
these issues in the future.
- Industrial facilities (major sources) proposing to
locate on tribal lands designated nonattainment must
comply with NSR pre-construction permitting.
- Major source status is based on Potential to Emit
(PTE) not on actual emissions.
- NSR permitting is extremely expensive. (May be cost
prohibitive)
- Major source thresholds are lower in a nonattainment
area.
- Major sources in NA must pay for offsets.
- NSR requirements will prevent development on Tribal
lands (e.g., Resorts (boilers),Power Plants, Synthetic
Minor Sources etc.)
- Offsets may not be available.
- Industrial facilities will not consider Tribal lands
in a nonattainment area due to high cost and strict
requirements.
- Facilities must install pollution control equipment
equivalent to the Lowest Achievable Emission Rate
(LAER).
- Unfair competitive advantage for states and locals
with synthetic minor permitting programs.
- Tribal members may have to submit personal vehicles
to emissions testing by neighboring jurisdiction.
- No CMAC funds for tribal roads - Tribe/BIA will have
to maintain roads.
- Attainment plan may be required.
Actual GRIC Example: Due to serious
power concerns during extremely hot weather a small power
plant was being proposed for GRIC. The prime location for
the plant was in the Lone Butte Industrial Park which is
located within that portion of the Community lying within
the Maricopa County nonattainment area. This area is
classified as a serious nonattainment area for CO, ozone
and PM10. The power plant consist of two 40 MW gas fired
turbines that will be configured as a peaking plant. The
following is a list of permitting, economic and
environmental issues that GRIC was faced with. Emissions
based on Potential To Emit (PTE) exceed the major source
threshold in the nonattainment area but do not exceed the
major source threshold in the attainment area. GRIC does
not currently have a permitting program but has started
discussions with EPA regarding tribally enforceable
emissions limits.
|
| Attainment Area |
Nonattainment area |
Maricopa Co. NA
(synthetic minor permitting) |
| Source is not Major < 250
tons NOx |
Source is Major (PTE) >50
tons VOC >100 tons NOx, <250 tons |
Source is Synthetic Minor
accepts CAP/emission limit |
| Apply for and receive Minor
source permit (cost <$1,000) |
Apply for NSR permit
$50,000-$500,000
pre-construction |
Apply for and receive SM
permit $650 |
| Start building |
Purchase offsets if
available
$50,000-$500,000 |
Start building (1-2 months) |
| |
Research LAER and install
equivalent control equipment cost does not matter
>$5,000,000 per unit |
|
| |
Permit will take 1-2 years |
|
| |
EPA will have to issue FIP |
|
|
Result: The plant could be located in an
attainment area or nonattainment area with a synthetic minor
permitting program for minimal cost and in a timely manner.
This same facility if located in a nonattainment area w/o a
synthetic minor permitting program (most tribal lands) would
have to go through NSR permitting and provide millions of
dollars up front before ground could be broken. This would
also apply to tribal projects other than power plants (e.g.
Casinos/resorts etc.).
- Process Where No Air Quality Data Exists - Janet
Travis
Issue:
Assigning designations in Indian Country lacking actual
data
Discussion:
Since ozone is a cross-boundary issue covering large
areas, assumptions and generalizations are used to
classify areas when data is not available. Per the July
2000 8-hour ozone guidance document, the process for
assigning designations in Indian Country lacking actual
data involves the following criteria.
Aside from having an actual monitor that reports a
NAAQS violation within Reservation boundaries, Tribes can
also be classified nonattainment if:
- the Reservation or portion of the Reservation is
located within an MSA/CMSA that has a violating
monitor (though how large an area the monitor
represents is not defined)
- the Reservation has sources of ozone precursors that
contribute to a nearby nonattainment area (contribute
not defined)
- the Reservation is located within an area previously
designated nonattainment for the1-hour standard
(though in many cases, those designations were made
without actual data)
- air quality modeling show the NAAQS is being
violated (have any Tribes done modeling within their
borders?)
The guidance lists 11 mitigating factors that Tribes can
address in making recommendations, but how heavily EPA
will weigh these factors when making designations is not
discussed. MSAs or CMSAs are county-based areas that will
be used as a default for assigning designations. In many
western states, counties are the size of or larger than
some eastern states. If MSA defaults are implemented, one
violating monitor in the corner of a county has the power
to bring economic development to a halt in rural areas
that may need it most, while the areas which contribute
almost exclusively to the problem continue to thrive and
expand.
- Criteria for Nonattainment for Indian Country
Experiencing Unhealthy Air Quality - Pat Byrd
Issue:
Nonattainment criteria for Indian Country experiencing
unhealthy air quality
Discussion:
1. Criteria for nonattainment for Indian Country
experiencing unhealthy air quality
- Indian Country experiencing unhealthy air quality is
not typically the source of the poor air quality.
- When setting the criteria for nonattainment,
consideration should be made of the Tribe's part in
the nonattainment designation.
- Studies should take place at the Reservation itself
to determine the part that the Tribes are playing. The
criteria should be set based on the Tribe's current
status, corner of a county has the power to bring
economic development to a halt in rural areas that may
need it most, while the areas which contribute almost
exclusively to the problem continue to thrive and
expand
2. Designations for tribal lands
Tribes should not be restricted or penalized if they
seek to develop economically.
- The emissions credit system would need to be amended
to allow for Tribal economic development and Tribes
acquiring emissions credits within that system.
- Tribes should not be saddled with responsibility of
preparing a Tribal Implementation Plan if they are not
the source of unhealthful emissions.
- If designations must be based on Metropolitan
Statistical Areas, EPA should accept the air pollution
management plan that corresponds to the area that
includes the Tribal lands.
- Unclassified designation until monitoring indicates
nonattainment status
3. Presumptive designation status: Appropriate air quality
boundaries for tribal lands
- Disregard the present method of setting designations
by using Metropolitan Statistical Areas. Have each
Tribal government responsible for their Tribal lands,
only.
- Meteorological data would have to be used to
determine of emissions from Tribal lands. This might
include air dispersion modeling.
- Monitoring would have to take place to determine
extent of movement from Tribal lands.
4. New categories of Designations
- A new category for Tribes could be justified based
on the fact that they are not presently a source of
emissions.
- A new category should accommodate the Tribe's
economic development desires.
- Treatment as State - Roger Turner
Issue:
Is there any advantage or disadvantage for a Tribe to seek
delegated (Treatment-As-State) authority under Section 107
of the Clean Air Act?
Discussion:
The Guidance on 8-Hour Ozone Designations For Indian
Tribes provides that EPA will fully consider any
designation recommendation by a Tribe, and further that
EPA will provide "consultation" to a Tribe on
the process, however for some Tribes this guidance may not
be as effective as the law which is provided by delegated
authority through the Treatment-As-State process. Also,
obtaining delegated authority would not harm a Tribe's
ability to receive the benefits outlined in the guidance.
We note that the guidance is particularly focused on
ozone, and may not cover the other criteria pollutants
which impact a Tribe. Also the guidance may not provide a
Tribe with the authority to re-designate an area, as is
the case of a Tribe with full authority under Section 107.
&nbs;
|
Return to Table of
Contents
APPENDIX B
DRAFT and FLIP CHART NOTES
ROLE OF THE TRIBAL DESIGNATIONS AND
IMPLEMENTATION WORK GROUP
- The work group will not make formal designation
recommendations to EPA. Each Tribe has individual input.
- The work group will meet to discuss, share, and hear a
variety of ideas, issues, and options.
- The work group will identify common issues and ideas.
- Identified new goals will be incorporated into the
work group's existing goals.
- After a process of education and information sharing,
the Tribes will break-off and make designation
recommendations individually.
- One option for the work group is to make
recommendations in a prototype letter to Tribal
governments.
IDENTIFIED ISSUES
- ·Tribes' designations requested without knowledge or
input.
- A Tribal voice is needed in the designation process.
- Monitoring / State vs. Tribal.
- An updated and maintained Tribal contact list is
needed.
- Priority precludes activity / resources for prevention
vs. cleanup.
- Should Tribes submit Eligibility Determinations under
Section 107 to do designations? What are the benefits?
- What will happen to earlier recommendations?
- TIP development can draw tribes into litigation and
may impact Tribal sovereignty or jurisdiction.
- How do we deal with criteria pollutant other than
ozone?
- Tribes need backing from EPA to work with sources to
get information.
Partner with States where appropriate
114 letter
Public websites
Scorecard
- Need for consistency across EPA Regions.
- Equal status of Tribes in the designation process.
Geographic boundaries do not consider reservation
boundaries
Practical enforceability
Offset fairness
Tribal lands used for "dilution" in modeling
demonstration
- Do TIPs in nonattainment areas need their own emission
budget or must they use the nonattainment area budget?
- Tribal designations are based on State and local
monitors. What is representative?
- Impact on precedence can be a high hurdle.
- PM2.5 no presumptions on boundaries.
- Keep Tribes informed on prescribed burning issues and
policy evolution.
DISCUSSION ISSUES
(Based on Summary Paragraphs)
Monitoring
- Additional work related to monitoring, e.g., siting,
QA/QC, AIRS
- Is State assistance available?
Transport / Trans-boundary
- Explore existing tools
- Section 126 Petition
Open to Tribes?
What are the legal
requirements (OGC)?
Petitioner's program comes
under scrutiny first
- Tribal Authority Rule (TAR)
- Could the TAR be modified?
- Section 110
- Tribes and EPA need two-way communication to discuss
the problem
Classification of Indian Land
- Sub-group of EPA Regions 10 and 6, Oklahoma Tribes,
Francis Chin, and OGC's Federal Indian Law specialists
to discuss Indian land with uncertain boundaries
Economic Impacts
- Balanced implementation - State & Reservation
- Economic development for Tribes in a nonattainment
areas will be difficult
- Examine impact / location of new source emissions and
permits
- Emission credits / offsets
Tribes were not included in
baseline and want emission credits in the baseline / the
ability to build credits
Where do offsets / credits come
from?
Waiver for tribes from offset
requirement "Waive out" of offsets
Address State access to tribal
credit pool
Formula for Tribes to get
credits as credits are retired
Adjust offset ratio
|
Emission Credit Trading
|
| Pros |
Cons |
| Ability to trade credits |
License to pollute
|
| Ability to retire credits |
How to allocate credits
|
| : |
Negative environmental
impact with waiver |
Return to Table
of Contents
<.TD>
|
|
Process Where No Air Quality Data Exists
- Micro vs. regional vs. elevated air quality
- MSA fallback in Tribal guidance in West
- EP's trust responsibility to fund study to determine
designation and develop mitigation
Criteria for Nonattainment Designation /
Flexibility in Implementation
Treatment as a State
- Treatment as a State (TAS) is an option for 126 and
107 purposes
PARKING LOT ISSUES
- Funding for Tribal programs
- Guarantee of base funding
- Forum for Tribes to discuss funding
- EPA Region 10 presence needed at meetings
- Coordination on monitoring strategy
- Guidance on Sections 103 and 105
- Form of consultation
- EPA structure / roles of AA, RA, AEIO, OAR, and OAQPS
- · Structure of the CAA requiring "treatment as a
state"
- www.epa.gov/oar/oaqps/bluebbook
- Work with Forest Service to involve Tribes on smoke
management planning
- Make recommendation on the form of a consultation
policy group
- EPA contacts for CMAC funds
- Mobile contacts Meg Patulski 734-214-4842 and Laura
Berry 734-214-4858
NEXT STEPS
- Rework work group guidelines
- Prepare and distribute meeting notes
- Prepare an issue paper that integrates issues and
actions for work group review and comment
- Parking lot issues follow-up
- · Next Meeting - conference call on September 27,
2001 at 3:00 p.m. EST
|
-----
Guidelines on Awarding Section 319
Grants to Indian Tribes in FY 2003
[Federal Register: May 2, 2003 (Volume 68,
Number 85)]
[Notices]
[Page 23458-23461]
[DOCID:fr02my03-48]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
[FRL-7479-8]
Guidelines on Awarding Section 319 Grants to Indian Tribes in FY
2003
AGENCY: Environmental Protection Agency (EPA).
ACTION: Notice of availability.
-----------------------------------------------------------------------
SUMMARY: EPA has developed guidelines for awarding Clean Water Act
section 319 nonpoint source grants to Indian tribes in FY 2003. As
has been the case for the past three fiscal years, Congress has
authorized EPA to award nonpoint source pollution control grants to
Indian tribes under section 319 of the Clean Water Act in FY 2003 in
an amount that
exceeds the statutory cap (in section 518(f) of the Clean Water Act)
of \1/3\ percent of the total section 319 appropriation. These
guidelines are intended to assist all tribes that have approved
nonpoint source assessments and management programs and also have
"treatment-as-a-state'' status to receive section 319 funding
to help implement those
programs. The guidelines describe the process for awarding base
funding to tribes in FY 2003, including submissions of proposed work
plans. The guidelines also describe the process and schedule to
award additional funds for selected watershed projects for FY 2003
funding, including submissions of watershed
[[Page 23459]]
project summaries and the selection criteria for funding watershed
projects.
DATES: The guidelines are effective May 2, 2003.
ADDRESSES: Persons requesting additional information or a complete
copy of the document should contact Ed Drabkowski at (202) 566-1198;
drabkowski.ed@epa.gov; or
U.S. Environmental Protection Agency (4503T), 1200 Pennsylvania
Avenue, NW., Washington, DC 20460.
FOR FURTHER INFORMATION CONTACT: Persons requesting additional
information or complete copy of the document should contact Ed
Drabkowski at (202) 566-1198; drabkowski.ed@epa.gov;
or U.S. Environmental Protection Agency (4503T), 1200 Pennsylvania
Avenue, NW., Washington, DC 20460. The complete text of today's
guidelines is also available on EPA's Internet site on the Nonpoint
Source Control Branch homepage at http://www.epa.gov/owow/nps.
SUPPLEMENTARY INFORMATION: The full text of the Guidelines on
Awarding Section 319 Grants to Indian Tribes in FY 2003 is published
below.
Dated: April 3, 2003.
Diane C. Regas, Director, Office of Wetlands, Oceans, and
Watersheds.
Memorandum
Subject: Guidelines on Awarding Section 319 Grants to Indian Tribes
in FY 2003.
From: Diane C. Regas, Director, Office of Wetlands, Oceans and
Watersheds.
To: EPA Regional Water Division Directors, Regional Tribal
Coordinators/Program Managers, Tribal Caucus, EPA Tribal Operations
Committee.
I am very pleased to report that Congress has, for the fourth year
in a row, authorized EPA to award nonpoint source (NPS) pollution
control grants to Indian tribes under Section 319 of the Clean Water
Act ("CWA'') in FY 2003 in an amount that exceeds the statutory
cap (in Section 518(f) of the CWA) of 1/3 percent of the total 319
appropriation.
This will enable all of the tribes that have approved NPS
assessments and management programs and "treatment-as-a-State''
("TAS'') status (hereinafter referred to as "approved
tribes'') by January 8, 2003, to be eligible to receive Section 319
funding to help implement those programs.
The repeated allowance of increased funding for tribal NPS programs
in FY 2003 reflects Congress' continuing recognition that Indian
tribes need and deserve increased financial support to implement NPS
programs that address critical water quality concerns on tribal
lands. EPA shares this view and will continue to work closely with
the tribes to assist them in developing and implementing effective
tribal NPS pollution programs.
To date, EPA has already approved 70 tribal NPS management
programs, covering more than 35 million acres of land (representing
more than 71 percent of all Indian country), and we expect to
approve additional programs in FY 2003.
As was the case last year, the new authorization to exceed \1/3\
percent applies only to the current year (FY 2003). As in the past,
EPA will work with the tribes to continue to demonstrate that
increased Section 319 funds for tribes can be used effectively to
achieve water quality improvement. We were pleased by the high
quality of the tribes' work plans that formed the basis of the
grants awarded to tribes in FY 2002, which included base grants
awarded to sixty-one (61) tribes as well as grants for specific
watershed projects awarded to thirty (30) tribes through a
competitive process.
We believe that the tribes and EPA succeeded in directing the FY
2002 grants towards high-priority activities that will produce
on-the-ground results that provide improved water quality. We
believe that this success warrants continued substantial investment
of Section 319 grant dollars in FY 2003 to address the extensive NPS
control needs throughout Indian country, as discussed below. In
recognition of this fact, we are once again awarding a total of
$6,000,000 to tribes for FY 2003.
Summary of Process for FY 2003 Grants to Tribes
In FY 2003, we will set aside $6,000,000 for tribal nonpoint source
grants. This amount is based on the same three factors as were used
last year:
1. We will continue to support all eligible tribes with base grants.
2. We will award base funding to eligible tribes as follows:
a. $30,000 in base funding will be awarded to
eligible tribes whose land area is less than 1,000 square miles
(640,000 acres).
b. $50,000 in base funding will be awarded to
eligible tribes whose land area is greater than 1,000 square miles
(640,000 acres).
3. We will award the remaining funds to eligible tribes through a
competitive process to support the implementation of
priority watershed projects.
Detailed Discussion of Process for FY 2003 Grants to Tribes
1. Base Funding
Each tribe that has an approved nonpoint source assessment and
management program (and TAS status) as of January 8, 2003, will
receive base funding based on the following land area scale:
------------------------------------------------------------------------
Base
Square miles (acres)
amount
------------------------------------------------------------------------
Less than 1,000 sq. mi. (less than 640,000 acres).............
$30,000
Over 1,000 sq. mi. (over 640,000 acres).......................
50,000
------------------------------------------------------------------------
The land area scale is the same as used last year. EPA is continuing
to rely upon land area as the deciding factor for a cutoff because
NPS pollution is strongly related to land use; thus
land area is a reasonable criterion that generally is highly
relevant to identifying tribes with the greatest needs (recognizing
that many tribes have needs that significantly exceed available
resources).
The base funding as outlined above may be used for a range of
activities that implement the tribe's approved NPS management
program, including hiring a program coordinator; conducting nonpoint
source education programs; providing training; and implementing,
alone or in conjunction with other agencies or other funding
sources, on-the-ground watershed projects. In general, this base
funding should not be used for assessment activities.
Each tribe that requests base funding must submit to the appropriate
EPA Regional office a proposed work plan that conforms to applicable
legal requirements (see 40 CFR 35.505 and 35.507) and is consistent
with the tribe's approved nonpoint source management
program. This proposed work plan should clearly describe each
significant category of activity to be funded; the roles of any
Federal, local, or other partners in completing each activity; the
schedule and budget for implementing funded activities; and the
outputs to be produced by performance of the activity. Outputs of
activities should be quantified; results of projects should be
measurable and indicators to do so clearly stated. Tribes should
submit their proposed work plans to their appropriate Regional
office by January 15, 2003. If a tribe does not submit an approvable
proposed work plan by that date, its allocated amount will be added
to the competitive pool, discussed immediately below, which will be
used to fund tribal NPS program and watershed project priorities.
Regions should work with the tribes to expeditiously award the base
grants. However, if the tribe will be awarded additional funds to
implement a watershed project, as discussed below, the tribe or the
Region may prefer combining the formal process for submission of
the final application for both the base and competitive funds.
Regions should confer with their tribes and endeavor to proceed in a
manner and on a schedule that is most compatible with the tribes'
and Regions' needs and preferences.
2. Competitive Funding: Process and Schedule To Select Watershed
Projects for FY 2003 Funding
The remaining funds will be awarded to tribes that have approved
nonpoint source management programs as of January 8, 2003, on a
competitive basis to provide funding for on-the-ground nonpoint
source watershed projects that are designed to achieve additional
water quality improvement. Each selected project will be eligible to
receive up to $150,000, depending on the demonstrated need. The
funds will be awarded using the process described below.
a. Watershed Project Review Committee
As we did for the FY 2002 grants, EPA will establish a Watershed
Project Review Committee comprised of nine EPA staff, including
three EPA Regional Nonpoint Source Coordinators, three EPA Regional
Tribal Coordinators, two staff members of the Nonpoint Source
Control Branch, and one staff member of the American Indian
Environmental Office. The committee will
[[Page 23460]]
then make funding decisions in accordance with the process described
below.
b. Watershed Project Summaries
Tribes that have approved NPS assessments and management programs as
well as TAS status as of January 8, 2003, are invited to apply for
watershed project funding by submitting watershed project summaries
for proposed projects up to a maximum budget of $150,000.
(This funding is in addition to the base funding that each approved
tribe will receive, as described above.) Tribes that apply for
funding for watershed projects should submit a brief (e.g., 3-5
pages) summary of a watershed project implementation plan by January
15, 2003, to the appropriate EPA Regional office for initial
screening. (Complete grant applications should not be submitted
until after projects are selected, pursuant to review by the
Watershed Project Review Committee, as described below.) The
Regional office will, by January 29, 2003, forward the proposals
that meet the required criteria to EPA Headquarters for distribution
to the Watershed Project Review Committee. (E-mail versions would be
appreciated where possible because they can be shared among the
reviewers most rapidly and easily.)
The watershed project summary should outline the nonpoint source
pollution problem and the on-the-ground improvement to be addressed;
the project's goals and objectives and the expected water quality
benefit to the receiving waterbody; the lead implementing agency
(either the tribe or another organization authorized by the tribe to
be the project leader) and other agencies that will be authorized to
expend project funds; the types of best management practices or
measures that will be implemented; the projected implementation
schedule; the project's budget items including construction costs;
and the environmental performance measures that will be used to
evaluate the success of the project. Each watershed plan summary
should be clearly written with enough detail to show why the
proposed project should be selected for competitive funding. This is
critical to help ensure that the best projects are funded.
c. Selection Criteria for Funding Watershed Projects
In ranking the projects, each reviewer on EPA's Watershed Project
Review Committee will consider the extent to which the following
factors are present in each project.
1. The watershed plan summary includes a clear and specific
identification of the on-the-ground improvement project and the
water quality problem to be addressed, including the pollutants of
concern and their sources (including critical areas to be treated,
if known), and clearly describes the project to be constructed or
installed.
2. Where relevant, the watershed project consists of implementation
actions or load calculations that are intended to help restore an
impaired waterbody for which an approved nonpoint source total
maximum daily load (NPS TMDL) has been developed or the NPS
components of mixed-source TMDLs. [Note: EPA recognizes that most
tribes have not yet developed NPS TMDLs. However, section 319
funding may be used to develop and implement approved NPS TMDLs for
any 303(d) listed waterbody. Where a tribe has developed a relevant
water quality standard and NPS TMDL and seeks section 319 funding to
assist in the implementation of the NPS TMDL, that should be
considered by reviewers to be a relevant factor supporting the
funding request.]
3. The proposed project is listed as a priority implementation
project in the tribal NPS management program.
4. The proposed project is designed to include cooperation and/or
combination of resources with other agencies and other parties to
provide additional technical and/or financial assistance to the
project.
5. The watershed plan summary includes a clear and objective
statement of the project's goals and objectives, in terms of
controlling nonpoint sources and/or of improving/protecting water
quality.
6. The summary identifies the best management practices or measures
to be implemented and the location where these measures and
practices will be implemented.
7. The summary outlines the construction cost of the project and the
amount of section 319 grant dollars that are requested, not to
exceed $150,000. Please note that a 40-percent non-Federal match is
also required. However, pursuant to section 35.635(b), EPA's
Regional Administrator may increase the maximum Federal share if the
tribe or intertribal consortium can demonstrate in writing to the
satisfaction of the Regional Administrator that fiscal circumstances
within the tribe or within each tribe that is a member of the
intertribal consortium are constrained to such an extent that
fulfilling the match requirement would impose undue hardship. In no
case will the Federal share be greater than 90 percent.
8. The summary includes an implementation schedule.
9. The summary includes a statement of how the project will be
evaluated to determine its success and to derive lessons that will
assist the tribe (and other tribes) in future projects.
d. Award of Grants for Tribal Watershed Projects
(i) Award Decisions
The Watershed Project Review Committee will hold a conference call
by February 12, 2003, to ensure that all Committee members fully
understand and agree on how to objectively apply the criteria
discussed above. Rankings will be developed by considering all of
the factors as a whole, in accordance with a weighting system to be
decided upon by the Committee.
By March 12, 2003, the Committee will compile the ranking of
proposed watershed projects based on the selection criteria and then
forward their rankings to the Nonpoint Source Control Branch at EPA
Headquarters. Headquarters will tally the Committee's rankings and
then hold a conference call to provide a final opportunity for
members of the Review Committee to discuss the rankings among
themselves. By March 19, 2003, EPA will select the highest ranked
proposals and announce to the Regions which tribes' watershed
projects have been selected for funding. These tribes will be
notified immediately by phone or e-mail, with a written letter to
follow.
(ii) Final Work Plans/Full Grant Applications
Once a Region and tribe have been notified of the amount that will
be awarded to the tribe, they will negotiate a final work plan
consistent with 40 CFR 35.507. After making appropriate changes, the
tribe must submit a final work plan to the Region by March 31, 2003.
If a tribe fails to or is unable to submit an approvable work plan
by March 31, 2003, the Section 319(h) grant will instead be awarded
to the next highest ranking unfunded application. Regions should
endeavor to finalize the grant awards no later than 60 days after
receipt of a complete grant application with an approvable work
plan.
(iii) Match Requirements
The match requirement for Section 319 competitive grants is 40
percent of the approved work plan costs. The match requirement for
Section 319 base grants is also 40 percent unless included as part
of an approved Performance Partnership Grant which sets the match
requirement at 5 percent of the allowable cost of the work plan
budget for base funding only. Both the base funding and competitive
funding components are discussed above. In general, consistent with
40 CFR 31.24, the match requirement may be satisfied by allowable
costs borne by non-Federal grants, by cash donations from
non-Federal third parties, or by the value of third party in-kind
contributions.
EPA's regulations also provide that EPA may decrease the match
requirement to as low as 10 percent if the tribe can demonstrate in
writing to the Regional Administrator that fiscal circumstances
within the tribe or within each tribe that is a member of the
intertribal consortium are constrained to such an extent that
fulfilling the match requirement would impose undue hardship. (See
40 CFR 35.635.)
In making grant awards to tribes that provide for a reduced match
requirement, Regions should include a brief finding that the tribe
has demonstrated that it does not have adequate funds to meet the
required match.
Intertribal Consortia
Some tribes have formed intertribal consortia to promote cooperative
work. An intertribal consortium is a partnership between two or more
tribes that is authorized by the governing bodies of those tribes to
apply for and receive assistance under this program. (See 40 CFR
35.502.) The intertribal consortium is eligible only if the
consortium demonstrates that all its members meet the eligibility
requirements for the Section 319 program and authorize the
consortium to apply for and receive assistance in accordance with 40
CFR 35.504. An intertribal consortium must submit to EPA adequate
documentation of the existence of the partnership and the
authorization of the consortium by its members to apply for and
receive the grant. (See 40 CFR 35.504.)
[[Page 23461]]
Technical Assistance to Tribes
In addition to providing NPS funding to tribes, EPA remains
committed to providing continued technical assistance to tribes in
their efforts to control nonpoint source pollution. During the past
several years, EPA has presented many workshops to tribes throughout
the United States to assist them in developing: (1) Nonpoint source
assessments to further their understanding of nonpoint source
pollution and its impact on water quality; (2) nonpoint source
management programs to apply solutions to address their nonpoint
source problems; and (3) specific projects to effect on-the-ground
solutions. The workshops also have provided information on related
EPA and other programs that can help tribes address nonpoint source
pollution, including the provision of technical and funding
assistance. EPA intends to continue providing NPS workshops to
interested tribes around the United States in FY 2003 and to provide
other appropriate technical assistance as needed.
Non-Tribal Lands
The following discussion explains the extent to which Section 319(h)
grants may be awarded to tribes for use outside the reservation. We
discuss two types of off-reservation activities: (1) Activities that
are related to waters within a reservation, such as those relating
to sources upstream of a waterway entering the reservation, and (2)
activities that are unrelated to waters of a reservation. As
discussed below, the first type of these activities may be eligible;
the second is not.
1. Activities That Are Related to Waters Within a Reservation
Section 518 (e) of the CWA provides that EPA may treat an Indian
tribe as a State for purposes of Section 319 of the CWA if, among
other things, "the functions to be exercised by the Indian
tribe pertain to the management and protection of water resources
which
are * * * within the borders of an Indian reservation.'' 33 U.S.C.
1377 (e)(2). EPA already awards grants to tribes under Section 106
of the CWA for activities performed outside of a reservation that
pertain to reservation waters, such as evaluating impacts of
upstream waters on water resources within a reservation. Similarly,
EPA has awarded section 106 grants to States to conduct monitoring
outside of state borders. EPA has concluded that grants awarded to
an Indian tribe pursuant to Section 319(h) may similarly be used to
perform eligible Section 319(h) activities outside of a reservation
if: (1) The activity pertains to the management and protection of
waters within the reservation, and (2) just as for on-reservation
activities, the tribe meets all other applicable requirements.
2. Activities That Are Unrelated to Waters of a Reservation
As discussed above, EPA is authorized to award Section 319(h) grants
to tribes to perform eligible Section 319(h) activities if the
activities pertain to the management and protection of waters within
a reservation and the tribe meets all other applicable requirements.
In contrast, EPA is not authorized to award Section 319(h) grants
for activities that do not pertain to waters of a reservation. For
off-reservation areas, including "usual and accustomed''
hunting, fishing, and gathering places, EPA must determine whether
the activities pertain to waters of a reservation prior to awarding
a grant.
Milestones Summary
Date for Tribes to be Eligible for 319 Grants--January 8, 2003
Tribes Submit Base Grant Work Plans to Region--January 15, 2003
Tribes Submit Competitive Grant Proposals to Region--January 15,
2003
Region Forwards Proposals to Headquarters--January 29, 2003
Review Committee Discusses Proposals--February 12, 2003
Review Committee Forwards Ranking Scores to HQ--March 12, 2003
Headquarters Notifies Regions/Tribes of Selections--March 19, 2003
Tribes Submit Final Grant Application to Region--March 31, 2003
Statutory and Regulatory Requirements
All Section 319(h) grants will be awarded and administered
consistent with the statutory requirements in Sections 319(h) and
518(e) of the Clean Water Act and applicable regulations in 40 CFR
parts 31 and 35.
Conclusion
By once again lifting the \1/3\ percent statutory cap in FY 2003,
Congress has continued to provide the tribes and EPA with an
excellent opportunity to further tribal efforts to reduce nonpoint
pollution and enhance water quality on tribal lands. EPA looks
forward to working closely with the tribes to assist them in
implementing effective nonpoint source programs in FY 2003 and
creating a sound basis to assure that adequate funds will continue
to be provided in the future.
If you have any questions, please do not hesitate to call me or have
your staff contact Ed Drabkowski at 202-566-1198 or drabkowski.ed@epa.gov
cc: Carol Jorgensen, Director, American Indian Environmental Office,
EPA
Jeff Besougloff, AIEO
Jerry Pardilla, National Tribal Environmental Council
Billy Frank, Northwest Indian Fisheries Council
Don Sampson, Columbia River Intertribal Fish Commission
James Schlender, Great Lakes Indian Fish and Wildlife Commission
All Tribes that have an approved Nonpoint Source Management Program
Regional Water Quality Branch Chiefs
Regional Nonpoint Source Coordinators
[FR Doc. 03-8828 Filed 5-1-03; 8:45 am]
BILLING CODE 6560-50-P
|